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Loose Canons Reflections on the Formation of the Hebrew Bible
Philip R. Davies
1. Prolegomena
Study of the rabbinic-Masoretic canon confronts
a number of conceptual problems which, despite a number of recent studies,[1] persist here and there. Among the most important are the following:
- The persistence of the concept and evaluation
of "canon" according to the Christian example of a closed and
authoritative list. The role of canons within the system of rabbinic Judaism,
as well as in other ancient and modern societies has not been fully evaluated.
- The inherited view of pre-rabbinic Judaism as having been, throughout
its development, a unitary phenomenon, with a single line of evolution,
and thus, implicitly, with a single canonizing process, leading to a single
canon. This is often compounded by the teleological fallacy: that within
the process of formation of a canon lie the seeds of the final canon itself,
so that histories of canonizing begin with the final shape and work backwards,
rather than starting from the beginnings and going forwards-as if the final
shape of the canon were the outcome of an inevitable growth rather than
being the result of discrete historical decisions.
- The assumption the scriptural canon provides
clear and reliable evidence of its own history. One obvious example of
this is to divide the history of canonization into the rabbinic-Masoretic
divisions of "torah", "prophets" and "writings",
without considering that different groupings may have been in force at
earlier stages; more generally, there persists a tendency to accept canonical
stories such as Ezra as being suitable evidence for the canonization of
torah.
- Within biblical scholarship, it is rarely asked
whether or not "canon" is a good thing; where the matter does
get an airing, the answer is a ringing affirmation. Yet an ongoing controversy
about whether or not canons do or should exist is raging in the field of
English literature.[2] Some critics
are saying that the notion of "canon" is no more than an attempt
by educational (we could read "ecclesiastical") fascists to administer
control of one's culture ("religion") and one's society, to preserve
the values of a powerful few against the interests of the less powerful
many. Others counter that excellence cannot be relativized and must be
recognized, and that canons do and should exist because they testify to
the self-authorizing nature of excellence. But values do not lie
in texts. Texts can only refract the values of writers and readers. Canons
do not impose themselves.
Writing a history of canonizing, especially of
Jewish canonizing, does seem to entail some kind of sacrilege wherever
the canon is treated (as in the case of Childs's work) as a religious icon.
Canon is a Janus-like phenomenon, facing backwards through the process
of canonizing that brought it into being, but also forwards in exerting
a "canonical" influence on subsequent study of it. Biblical scholarship,
after all, is largely conducted within or among communities for whom that
canon is in some way definitional. Any history of canonizing, then, that
we construct, though supposedly dealing with the backward-looking face,
is being composed under the forward-looking gaze of a final, definitive
and authoritative canon, which has helped to shape not just Christian communities,
and not just the discourse of biblical scholarship (note the term carefully!)
but also Western culture.
A "canonical" culture such as Protestant
Christianity may thus harbor an aversion (whether or not conscious) to
a process that necessarily treats the creation of its Bible as the result
of a series of human decisions. For the discipline of history is about
human decisions, about change, about design but also about accident. History
shows how things might have been different but were not.
More threateningly, the postmodern view of history
sees all histories as narratives rather than as objective representations
of a "real" past. Canons are grand narratives, especially when
they purvey canonized history. But a canon which is substantially historiographical
has in fact worked its effect in Western culture largely as an account
of a real past (and still does, even in critical scholarship). To critique
this past by means of archaeology or literary criticism is standard in
scholarly practice, but does not pose such a great threat to the status
of the canon as does an approach that makes the canon itself a product
of history rather than the reverse.
The effects of canon and of a secularizing critical
history may also conflict in another way. Canons represent eternal, transhistorical
values. Whether freezing forever a glorious culture or encoding the eternally
valid words of a transcendent deity, they seek to defy or overcome the
processes of history, in which cultures age and decay and in which languages
shift the meanings of words. Between the perception of a permanent ideal
reality and that of a constantly moving flux (between, we could say, Plato
and Heraclitus) we are all caught, affirming at some time both one and
the other, seeing eternal values behind the transience of our own historical
experience. Even historians need to invoke some kind of universal and eternal
principles such as providence, human nature or laws of social behaviour.
But historians at their best infer these values from the study of individual,
the particular and the discrete.
Whether or not any of the above considerations
are deemed valid, it remains a puzzle that no attempt to understand or
explain why Jewish canonizing took place or why Judaism ended up as a religion
with a canon. It has generally been taken for granted that this should
be so. The most basic historical questions of how and why have scarcely
been addressed. To be fair, Haran's recent book (cited in n. 1) does make
such an effort. But in my opinion it is far too complacent in its use of
canonical data as evidence.
2. What are canons?
Rather than begin by asking about the character
of Jewish canons, we should take note that canons are an expression of
several human cultures and available for comparative analysis. To understand
Jewish canonizing entails understanding canonizing generally as human social
activity.
The obvious starting point is the term "canon"
itself, though the history of the term must not be confused with the history
of the phenomenon. The term itself is Greek, and denoted a physical ruler
(such as a carpenter would use for measuring) and an abstract standard
(as we might nowadays say "yardstick"). Thus, kanon was
accordingly used by Greeks to refer to the rules by which poetry or music
could be composed, or geometrical shapes measured: so, for example, in
the middle of the fifth century BCE, the "canon" was given
to two textbooks dealing with sculpture. The apparently curious connection
thus established between artistic creation and "canon" remained
in Greek culture into the Hellenistic period, and the notion of a perfect
work of art as representing the ideal, to be studied and copied, is fundamental
to the Greek concept of canon. For the perfect work is itself a "canon"
because it both enshrines and demonstrates the "rules" or the
"art" in question (the eternal, as against the ephemeral). And
since for Socrates and his circle, goodness was the supreme art (and knowledge
the way to it), the good man can, as Aristotle says, be a "canon"
of human nobility.[3]
Individual works or collections of works could
be created in the Greek and Hellenistic world specifically as canons,
and such works could cover a range of topics, whether art, medicine, technology
or philosophy. These canons were neither exclusive or closed. The notion
of a determinate set of books as forming a canon, which is fundamental
to the Christian concept, may have originated in the treatment in Hellenistic
schools and libraries of Homer, Herodotus and Thucydides as perfect exemplars
of their art, from which it follows that the determination of genuine,
as opposed to false, works assigned to these authors was an important issue,
as was also the establishment of a reliable text. It was, indeed, probably
under the influence of the scholars of the Alexandrian library, who used
the word "canon" of collections of ancient authors, that the
Christians notion of a canon derives.
Our modern use of the word "canon" has
moved some way beyond its classical origins. Yet, if we want to approach
Jewish canonizing from a historical perspective, we must ask ourselves
what "canon" might mean in terms of Jewish writings, and return
to the definitions that governed the earlier age. Indeed, we must go even
further than the classical origins of the word "canon". For,
even though the word (or its equivalent) may not have existed, a process
of canonizing is also clearly at work in both Mesopotamian and Egyptian
cultures, and it is important to place Jewish canonizing historically in
the wider context of the great literary cultures to which the classical
world was also indebted. Millennia before the Greeks learned to write,
the civilizations of the Tigris-Euphrates and the Nile valleys had produced
highly complex bureaucratic systems in which the art of writing was indispensable:
this in turn necessitated a society of scribes, and over time this society
defined and replicated itself through a body of literature that served
as a kind of genetic blueprint of its own values and world-view, its theoretical
and practical philosophy. By means of its own educational system and the
constant copying and refining of this corpus, the Mesopotamian and Egyptian
civilizations produced, alongside the much more numerous but transient
administrative literature which paradoxically has survived where so much
creative literature has been lost, works that we would call canonical,
even in the Greek sense.
3. The canonizing process
Canons are the products of canonizing processes.
Canonizing generates all kinds of canons which, as the process continues,
can assume different shapes over time or between different groups. The
production of a single closed list of authoritative writings is not the
inevitable end product of this ongoing process. Canonizing, however,
is an inevitable by-product of a consciously literary culture. Before
the age of mass production of books (i.e. printing), the accumulation of
a literary corpus involves many stages: composition, copying, editing;
but also classifying, collecting and archiving, since the growth of a corpus
depends on its physical preservation. Copying and archiving are the
very stuff of canonizing. A work does not become canonized by being
included in a formal list: that is a final flourish. A work become canonized
(a) by being preserved by copying until its status as a classic is ensured;
and (b) by being classified as belonging to a collection of some kind.
Scrolls can be canons in their own right, but multiple scrolls need
to be archived: that means labelling and storing in a sort of order. This
in turn entails collecting. The results are various canons, groups of classic
texts or classic collections on scrolls or tablets.
A written document in the ancient world generally
had a very short life. Unless written on stone or maintained by unusual
climatic conditions, in order to be preserved it had to be copied, as it
did, of course, in order to be distributed. The development of writing
seems to have occurred for economic reasons, in order to enable the collection
of taxes or mark property or verify transactions. It is a function of the
development of an economic system. The earliest texts are administrative,
and these were copied for an archive, where they were carefully preserved.
They were of value for consultation and needed to be classified for retrieval.
Such texts are called "documentary". Literary texts, on the other
hand, are not preserved as records to be consulted but as cultural artifacts,
whose contents contain the stories, philosophy, laws or prayers that furnish
the social reality. As with the society itself, these texts are living
and organic: they may be copied with reasonable fidelity, but may also
be altered by editing, supplementing, or combining with other texts. We
have plenty of evidence to show that copying was rarely exact and often
highly creative.
The fate of documentary texts and literary texts
is basically different, even though they were sometimes archived together.
Literary texts are transmitted-at least, those that survive. Transmission
is a selective process: some literary works are copied; some not-at least
in principle, for those not copied are lost and we cannot be certain.
Some texts are rewritten and copied more than others. As this process takes
place, some texts become more familiar, more ancient and more respected.
Such works become quoted, and influence other works. In other words, some
texts become what we would call "classic". "Classic"
works constitute a canon, even when that canon is not formally listed.
The listing of such works can come about in a number of ways: there is
cataloguing, necessary both for administrative archiving and for the maintenance
of libraries of literary works. There is also curricular listing,
in which certain texts form the basic of an educational syllabus. And there
is also scholarly listing, in which genuine works of a certain type
or author are distinguished from those judged to be inauthentic or inferior.
These processes of discrimination and of formal selection constitute the
core of the "canonizing process", and what they produce are canons.
Thus, canonizing comprises a sequence of stages
from the creation of texts, through transmission and discrimination to
formal lists. Though one stage tends to lead naturally to another, so that
we can speak of a sequence of processes, even when the production of final
canonical lists does not result, we can, and should, speak of a canonizing
process. The notion of a canon can be present without any definitive
list (as it does in our own days). Indeed, the actual drawing up of formal
canons is only a final stage in the entire process. For even before such
lists are created, canons are created on shelves and in boxes, where literature
of a certain kind or a certain value is grouped together physically. The
tendency to issue canonical lists is in fact typical of a "post-classical"
age anxious to control and define exactly the values of a culture that
in reality is gone. In such circumstances we see a conscious effort to
define and promote the study of a body of work. Such canons can have a
long afterlife. The English public school educational system until not
so very recently continued to treat the study of "the Classics "
(Greek and Latin) in very much this way.
The "literate society" in which canons
develop will, of course, differ over time and place, and even in societies
of universal literacy, it is not the society as a whole that determines
the canons of the future. Literary canons in the ancient world emerged
in a specific (sub)culture, that of the "scribal" class. "Scribe"
and "scribal" are not always ideal terms for this society, but
they have the advantage of underlining the connection between economic
activity and literary culture. Religious canons were also not the product
of the body of adherents of a religion, but of those (rabbis, bishops)
who identified themselves as the leaders and definers of the value of their
"society" (their "religion"). Canonizing is elitist
in conception and authoritarian in implementation. Canonizing may commence
by trying (not even explicitly) to create a culture; but it typically ends
by dictating a culture through the medium of a fixed list of what is and
what is not canonical. It is thus an entirely open question whether or
not fixed, closed and authoritative canons are a good thing at all. Perhaps
it depends on how they are used. But typically they are imposed.
Finally, canons are not unilayered or undifferentiated.
Some works can be more firmly "canonical" than others. In Greek
literature Homer first, Herodotus and Thucydides next, and so on. Let us
take the example of the rabbinic-Masoretic scriptural canon: here there
are three division, one at least of which was at one time a canon in itself
(torah). The torah has also enjoys a higher degree of authority than the
rest of the canon, and sometimes the entire Jewish scriptures are called
"torah". In the Christian scriptures, the New Testament is a
similar sense more "canonical" than the Old, providing the key
to its "correct" understanding, abrogating many of its statements.[4]
Thus, the notion that a canon differentiates strongly between authorized
and unauthorized, authoritative and non-authoritative, inside and outside,
is only true up to a point. Neither within nor outside canonical boundaries
is there equality. Canons do not grow up with rigid boundaries, and the
creation of such boundaries by fixed canonical lists does not eliminate
grey areas either within ("law" versus "gospel", "torah"
versus "prophets") or on the edges of (the "apocrypha")
the canon.
4. Mechanisms of Jewish Canonizing
Historically we start an investigation of Jewish
canonizing with the agrarian societies of the Iron Age in which literacy
was a monopoly or near-monopoly of the class of scribe-administrators.
Scribes were in large measure insulated from the majority of the population;
physically (they lived in cities), economically (they were supported by
the tax payer) and culturally. At a royal court, perhaps even a provincial
governor's court, traditional story-telling (the cabaret of the ancient
world) may furnish a bridge between the two parts of the society; meeting-places
such as the city gate, or the market also afford social contact and cultural
exchange, and in general we must not rule out all meaningful contact between
popular culture and the world of the scribe. The emergence of a significant
artisan and merchant class during the Second Temple period afforded the
opportunity for social class mobility (in both directions) and a medium
for the negotiation of cultural values between peasants, "middle classes"
and the governing classes. But these contacts played little part in the
forming of the scribal identity. They may, however have modified it to
a small degree.
The scribal duties, as has been seen, traditionally
embraced a range of activities, amounting to a good deal of ideological
control: archiving (possession and control of the present), historiography
(possession and control of the past, didactic writing (maintenance of social
values among the élite), predictive writing (possession and control
of the future).[5] The traditional ethos
of the scribal class itself generated works of instruction, speculation
on the meaning of life, social ethics, cosmology and manticism.
Hence, in Judah as elsewhere in the ancient Near
East the scribes can be identified as "intellectuals" or as "sages"[6]
or as "the wise," and especially responsible for "wisdom
literature." A succinct profile of the Judean scribe has been drawn
by M. Weinfeld:
persons who had at their command
a vast reservoir of literary material, who had developed and were capable
of developing a literary technique of their own, those experienced in literary
composition, and skilled with the pen and the book: these authors must
consequently have been the soferim-hakamim . . .[7]
But Weinfeld is talking about the Deuteronomic
school, which he places in seventh century Judah. Weinfeld assumes that
at this time the Judean scribal class had reached the point of sophistication
achieved in Mesopotamia and Egypt, and developed its own distinctive tradition.
Such an accomplishment implies the existence of scribal schools, or at
least an extensive educational system, in which not just the writing of
Hebrew, but the reading of other languages, mastery of diplomatic forms,
principles of archiving and so on would be passed on. At some point the
number of scribes and variety of their functions makes the provision of
a rationalized educational system inevitable. Mesopotamian and Egyptian
civilizations possessed scribal schools. But whether in monarchic Judah
such schools existed, or, if they existed, reached more than a rudimentary
state, is in my judgment unlikely. What evidence do we actually have of
literacy, of administrative complexity, and of scribal education in monarchic
Israel and Judah?
There is sharp disagreement on this question.
We can start by noting that scribal schools existed in the Hellenistic
age, and E.W. Heaton's recent discussion of Jewish schools, in which he
comes to the conclusion that the canon is the product of the scribal school
system, takes as its starting ben Sira and Qoheleth.[8]
He notes that ben Sira invites his readers to attend his school (bet
midrash, 51:23), possibly even without payment (51:25). The range of
topics in his book, however, makes it clear that he is not now training
scribes, but offering an education to any who would acquire the Judean
form of worldly wisdom, including the national literature, practical etiquette,
sound ethics, piety, and so on. As Heaton says, the conservative scribal
values "came to colour the whole ethos of educated society",
the "mobile middle class".[9]
Certainly in the second century literacy was more
widespread in Judah because of the advent of Greek culture, the growth
of international trade, the emergence of a "middle class" and
the growth of the administrative class (especially under the Ptolemies).
But where education extends beyond the scribal school, it is still likely
to be the scribes who educate. And so while it is pretty obvious that ben
Sira is acquainted with Greek culture, his curriculum owes a great deal
to the traditional scribal school and he himself had almost certainly enjoyed
a career as a professional administrator. Heaton infers a tradition of
scribal school education in Judah. So far, so good. But he then moves to
a description of scribal education in Egyptian and Mesopotamian cultures,
and posits the existence of libraries, including a "Temple Seminary"[10]
preserving the literary tradition of monarchic Judah beyond the demise
of the state. This step entails quite a leap in time, and a considerable
leap in social context. The appeal to Egypt and Mesopotamia is rather too
superficial. First of all, the most obvious and direct parallel to ben
Sira's schooling is Hellenistic, and before automatically turning elsewhere
this needs to be considered. Second, the scribal school system of Egypt
and Mesopotamia at the time of ben Sira ought to be considered,. In fact,
it seems that in these cultures the old canonized texts were still being
taught and copied, though the administration of Seleucid Babylon and Ptolemaic
Egypt was being conducted in Greek (and Aramaic in Babylon). But both these
civilizations had accumulated a vast canon of very ancient works. At the
time of the Judean monarchy, both had been more advanced and more populous
states and in existence over a very much longer timespan than Judah. It
is entirely misleading to jump from second century BCE Seleucid Judah over
half a millennium backwards in time via "Egypt and Babylon"!
But Heaton is hardly alone in this.
Evidence for a substantial indigenous scribal
culture in monarchic Judah is slight. One of the indices of scribal activity
is the complexity of state administration. David Jamieson-Drake[11]
has offered an anthropological approach to scribes and schools, based precisely
on such considerations: a wide range of non-literary data and some sociological
modelling: population size and concentration: luxury goods and monumental
architecture, in an attempt to discover at what point in its development
a state needs, and can sustain, an administrative class. He concludes that
from the eight century on Judah became a fully developed monarchic state,
but that literacy did not spread very far: all the writing is associated
with government and thus with a specialized administrative class. We do
have scribes, in several places. But on Jamieson-Drake's analysis, no likelihood
of literacy much beyond this not very large class.
What literature did the monarchic scribal class
produce? There is certainly evidence of administrative texts from Israel
and Judah.[12] We have some ostraca
from Samaria, totalling some 66 sherds, probably dating from 8th century
BCE and recording deliveries of wine and oil. Although they were not found
in situ, but had been used as a foundation layer for subsequent
building, they probably represent originally part of an accounting system,
and presumably an archive. But the area the transactions cover is rather
small (a radius of a few miles), which does not suggest a large archive
or administrative staff. There are precious few royal inscriptions from
the area, and none from Judah, unless we count the Siloam inscription (if
genuinely from the time of Hezekiah;[13]
even so, it is not a royal inscription). The newly-discovered Tel Dan inscription(s)[14]
are not Israelite, nor is the Mesha inscription. We can assume that Israelite
and Judean monarchs had scribes who could erect such inscriptions, but
the lack of these remains an embarrassment to any theory of a large scribal-administrative
class. Official correspondence has been preserved: the Arad ostraca (if
Arad ever belonged to Judah) and the Lachish letters are probably written
down by officials (both cities were sufficiently large to contain royal
scribes). But again the evidence is not extensive enough to support the
notion of a scribal class in the slightest degree comparable to those of
Mesopotamia or Egypt, nor to cities of the size of Ebla, Ugarit or even
Bronze Age Hazor (indeed, there were no cities of anything like this size
in monarchic Israel or Judah).
In the Second Temple period, however, it seems
that the Persians employed the Temple personnel to collect imperial taxes
and deliver them to the imperial representative; as a result a more substantial
scribal activity, combining imperial and cultic business, grew up.[15]
The lists of officials the Chronicler assigns to David may be fictitious
but it suggests that the Chronicler regarded an extensive scribal-administrative
class as plausible. The view of Judah in the Persian period as a cultural
backwater and as economically poor perhaps needs to be balanced against
such a growth in the scribal-administrative activity of the temple-city.
Literary activity in this case is not necessarily to be linked to the size
of the state, since the state no longer exists as a political entity; instead
Jerusalem is a provincial city.
Obviously in the Ptolemaic and Seleucid periods
Judah's wealth increased considerably, and the later we move in date the
easier it is to conclude that the temple could sustain a number of scribal
schools with a vigorous literary activity. Basically, the later in time,
the better evidence we have for scribal activity. Those scholars who have
objected that canonization could not have begin in the Second Temple period
ignore the fact that even on their own views the canonizing of texts continued
and increased during this period, so that the objection aims equally at
their own view. Since canonizing in any case has to be attributed
to the Persian-Hellenistic periods, I suggest that the onus of proof lies
on those who want to argue that it could also have begun earlier. I do
not think this possibility can be denied, but both the process of canonizing
and its extent need to be demonstrated and not assumed.
As I have mentioned, the entrenched educational
system of the scribal school broadened in the Hellenistic period (perhaps
earlier), spreading its values to non-scribal classes; literacy spread,
and the scribes themselves found a wider circle for their services, and,
concomitantly, expanded their own intellectual interests to accommodate
those of their widened intellectual circle. According to 2 Macc. 4:9-14
(cf. 1 Macc 1:14), a gymnasium and an ephebeion were introduced
into Jerusalem, in 175 BCE. No doubt they were already present in the many
Greek-style cities already established (and many still to be built) especially
on the Palestinian coast and in Transjordan, but including Samaria and
Bethshean.[16] According to 2 Maccabees,
these were eagerly frequented by the priests especially. If the Hasmoneans
officially disapproved of these institutions, they were either unable or
unwilling (or both) to halt the spread of Greek education. But they in
a position to foster the Hebrew language, create a Hebrew library, and,
perhaps, encourage the development of a Jewish version of the Greek style
of education. Between the scribal school and the later rabbinic school,
whose aim was religious: to turn out good Jews, lie important developments
of which we have too little evidence. It seems likely, however, that a
specific emphasis on teaching Judaism(in its various forms) emerged,
while some of the basic elements of Greek education (music, gymnastics)
were discouraged. Given the indispensability of the Greek language, and
the presence of so many Greek-speaking Jews both resident in and visiting
Jerusalem, it is impossible to imagine that education for the priestly,
administrative and ruling classes in Judah did not include many Greek elements.
The distinction between a professional education
and a non-professional education entails a distinction between kinds of
writing too, which is visible in the canonized literature. We can identity
(or hope to identify) literary activity undertaken by the scribes in furtherance
of their professional interests: writings that display the scribal ethos
itself: historiographic, didactic, liturgical, and legal. Such writings,
since they belong in spirit as well as in letter to the scribal class,
lend themselves naturally to being canonized by copying, studying and teaching
in the schools. Given the likelihood of specialization among the scribes,
where different branches dealt with the temple cult, the temple liturgy,
fiscal administration, diplomatic correspondence with Persian officials,
and perhaps much else, we may be able to identify particular schools as
the main agents of canonizing.
But not all the canonized books or stories come
from a scribal milieu. Many stories-Joseph, Jonah, Ruth, Esther, Daniel-deal
with questions of ethnicity, sometimes to the suppression of piety. They
do, of course, diverge: for Jonah and Ruth, non-Jews are not to be shunned;
for Esther and Daniel Jewish identity is something to be preserved from
threatening foreigners, even though foreign rulers are not necessarily
bad. Issues of gender, which have already been noted, may be related: the
question of identity, which was identified as a matter of national
importance, of class importance, in the torah and prophetic books, becomes
a more personal matter. Alongside the personalization comes a personalization
of piety too: what does mean for an individual to be a Judean, a
Jew? We ought not to consider this purely a diaspora matter, for diaspora
Jews did not write in Hebrew: it is a matter of ethnicity within Judah
itself.
These stories ascribe little importance to the
temple or cult. The visions of Daniel contrast sharply here with the stories.
Jonah mocks it in his psalm: it has nothing to do with Esther or Ruth,
and certainly Solomon's antics in the Song are unconnected with his temple
building. There are, then, a number of writings, many featured in this
chapter, that betray an interest in individual identity. The factors promoting
this are several. First, the reading classes for which the stories are
told are concerned with their own individual careers: their fortunes depend
less on co-operation with others. But in the wider cultural world they
inhabit, their own social identity is important. It is, after all, a label
they have to wear. Jonah, Esther, Ruth and Daniel all deal with the image
of a Jew (or "Hebrew") among non-Jews. In this they point not
only a diaspora world but also to a Judah that is becoming much more cosmopolitan.
Their travels, too, force them to face the question of their ethnic identity.
Jonah, asked who he is: he answers "I am a Hebrew and worship Yahweh
the god of heaven". Precisely what that meant was what Judean schools
would try to teach.
In what circumstances do such writings move on
the path towards canonization? How is a hitherto scribal canon opened up
to such works? Is it simply that they are widely read? There are two possibilities:
one is that these works were used very widely in the school curriculum.
Indeed, Jonah, Ruth and Esther are still used as college texts to teach
classical Hebrew, because they are short and grammatically simple. Another
factor may be a concern deliberately to loosen the control of one class
on the canon and to sanction a wider range of literature held in the temple
libraries.
5. Evidence of canonizing processes
within canonized texts
We can find traces of the canonical process within
the canonized texts of scripture. Several collections within the Psalms
canon are headed "of David". Whether or not these originally
implied Davidic authorship, there are some Psalms whose headings explicitly
make such a claim; while other writings from Qumran and the New Testament
appear to assign the whole canon of psalms to David. We may argue as to
whether this extension is logically speaking a canonical or postcanonical
development. We can also see in Psalms evidence of smaller collections:
psalms of David, psalms of ascent, psalms of the Korahites, etc. These
form sequences that betray their collection as canons. The present Psalms
collection itself is composed of five books, and the evidence from the
Cave 11 Psalms scrolls may be interpreted to mean that all but the last
book had been fixed into a canonical shape by the end of the 1st century
BCE. Similarly with instructional literature: Proverbs as a whole is assigned
to Solomon, yet within the canon of instructional sayings are some collections
assigned to others. The book of Ecclesiastes plays with Solomonic authorship-how
seriously we cannot know-and may reflect the existence of a canon of "Solomonic
wisdom" (though the instruction of ben Sira, however, makes no such
claim, and yet there is evidence that it was included within some canons
of Jewish instructional literature).
Psalms and Proverbs thus appear to be composed
of once separate collections brought together in a single scroll. The process
of writing them on one scroll had implications for archiving. The contents
were given, in all probability, a single name. They would be copied, sooner
or later, as a single composition. Hence the Psalms scroll is Davidic and
the Proverbs scroll Solomonic. A similar process might be suggested for
the scrolls of Isaiah and Jeremiah, both far too long for any serious refashioning
as a single coherent "book". Despite recent attempts to argue
otherwise, it still looks likely that what we now call chapters 40-66 of
Isaiah were at first written on the same scrolls as what we call chapters
1-39 (and archived as "Isaiah"?). The scroll represents the canon
of Isaiah: copied and altered, supplemented and cross-referenced as a single
entity, it becomes a "book" of Isaiah. A canon of Daniel stories
may also be mooted: in this case supplemented by a series of later additions,
this scrolls became the "book of Daniel" (in different Aramaic/Hebrew
and Greek forms). Much the same process, I suggest, accounts for the canon
of Enoch, now known as the book 1 Enoch, but once composed of four or five
separate compositions.
Jeremiah's scroll did not develop by juxtaposition,
however, but by inflation. Had Lamentations been written on the same scroll,
that scroll would have represented the Jeremiah canon and these poems would
have become part of the "book" of Jeremiah. This did not happen.
However, there is a prophetic canon represented by a scroll of twelve different
composition. But because of the desire to distinguish the individuality
of these prophets, they did not merge into a single "book". A
single scroll, but not a single composition.
At the other end of the scale, we also have multi-scroll
canons such as the Mosaic books, while scrolls that contain accounts of
a period of history will, under the guidance of a process seeking to create
a single comprehensive history, become moulded into a sequential narrative.
Once a single more or less coherent narrative is achieved, it can become
canonical.
The point I am making here is that canonizing
is a process that involves all the stages from composition, editing, archiving
(combining on a scroll) and collecting scrolls into larger units. There
is no single canonical mechanism, nor "trajectory". There
are "canonical processes". however, and they operate within the
formation of scrolls as well as in the grouping of scrolls.
6. Reflections
The impossibility of dealing with canonizing in
the shadow of later lists can be illustrated by the following scenario.
If we were to find in some church's library in, say the second century
CE, some codices of the Mosaic canon alongside a codex of some letters
of Paul (let us say excluding Colossians and Ephesians), a scroll of Enoch
and a codex of the letters of Ignatius, how would be decided which of these
were canonical? We would have before us (a) a clearly recognized Mosaic
canon (b) a collection of works that would be canonized in the Western
"New Testament" but does not match the final list, (c) a work
that was canonized but not in the Western church, and (d) a collection
that was not later canonized. An illustration such as this shows not only
how difficult it is to decide what "canonical" might mean at
any given time or place, and indeed how inappropriate it is to allow the
category "canonical" to get out of hand. "Canonical"
does not imply only a fixed status in a list but can reflect a number of
degrees of "canonization" prior to that. Even where it does make
someone's list, it may fall out of another's.
Canonizing begins and continues as an open-ended
process. To canonize a work is not an entirely conscious process at all
stages and does not entail that other works have to be barred from being
canonized, or definitely excluded from such a status. Only when definitive
canonical lists emerge does the canonizing process stop. While canonizing
does entail listing, organizing and labelling, a single definitive list
is not, indeed, the purpose of the canonizing process, any more
than death is the purpose of life: just its end.[17]
ENDNOTES
[1] E.g., J.N. Lightstone, "The
Formation of the Biblical Canon in Judaism of Late Antiquity: Prolegomena
to a General Reassessment," Studies in Religion 8 (1979), pp.
135-42; David M. Carr, "Canonization in the Context of Community,"
in R.D. Weis and D.M. Carr (eds.), A Gift of God in Due Season (JSOTS
225). Sheffield: Sheffield Academic Press, 1996:22-64; M. Haran, Ha-asuppah
ha-miqra'it: tahalike haggibush 'ad sof yeme bet sheni veshinnue hatsurah
'ad mots'e yeme habbenayyim (The scriptural collection: processes of crystallization
up to the end of the Second Temple and changes in form up to the close
of the mediaeval period), Jerusalem: Bialik and Magnes Press, 1996.
Back to Text.
[2] For a defence of such a canon
(and a definitive list), see Harold Bloom, The Western Canon. The
Books and School of the Age. New York & London, Harcourt Brace,
1994. Back to Text.
[3] For Greek canonizing, I have
consulted H.I. Marrou, A History of Education in Antiquity Tr. G.
Lamb. London: Sheed and Ward, 1956 and R. Pfeiffer, History of Classical
Scholarship. Oxford: Clarendon Press, 1968. Back to Text.
[4] In Islam, while the Quran
is a single-work canon, certain verses also "abrogate" others.
Back to Text.
[5] Oppenheim (Ancient Mesopotamia:230)
classifies the purposes of Mesopotamian writings as follows: administrative
recording; codification of laws; formation of a sacred tradition; for annals;
for scholarly purposes. Back to Text.
[6] E.g. Gammie and Perdue (eds),
The Sage in Israel and in the Ancient Near East., Winona Lake: Eisenbrauns,
1990. Back to Text.
[7] M. Weinfeld, Deuteronomy
and the Deuteronomistic School, Oxford: Clarendon Press, 1972:177-78.
Back to Text.
[8] E.W. Heaton, The School
Tradition of the Old Testament, Oxford: OUP, 1994. Back
to Text.
[9] The School Tradition:13,
15. Back to Text.
[10] The School Tradition:185.
Back to Text.
[11] D.W. Jamieson-Drake, Scribes
and School in Monarchic Judah, Sheffield: JSOT Press, 1991. Back
to Text.
[12] For the corpus (excluding
Tel Dan) see G.I. Davies (ed), Ancient Hebrew Inscription Cambridge:
CUP, 1991. Back to Text.
[13] J.W. Rogerson and P.R.
Davies, "Was the Siloam Tunnel Built by Hezekiah?," Biblical
Archaeologist 59 (1996):138-49. Back to Text.
[14] A. Biran, and J. Naveh,
"An Aramaic Stele Fragment from Tel Dan," IEJ 43 (1993):81-98.
Back to Text.
[15] J. Schaper, "The Jerusalem
Temple as an Instrument of the Achaemenid Fiscal Administration."
VT 45 (1995): 528-39. Back to Text.
[16] For a list and discusssion
of these cities, see E. Schürer, (rev. G. Vermes, F. Millar and M.Goodman).
The Jewish People in the Age of Jesus Christ II, Edinburgh: T. &
T. Clark,1979, pp. 85-183. Back to Text.
[17] The argument advanced in this article is expanded
in my forthcoming book in the series Library of Ancient Israel. Back
to Text.
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